News : Financial Planning

Accounting, ASIC, financial advice, Financial Planning

Advisers major funders of ASIC actions

Advisers are the key funders of ASIC operations, yet no enforcement proceeds are used to bolster the sector against future problems.

Advisers are the key funders of ASIC operations, yet no enforcement proceeds are used to bolster the sector against future problems.

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Education, financial advice, Financial Planning

Advice growth needs govt support

The advice sector needs the government to re-engage in efforts to support its growth and continue with plans it has previously announced.

The advice sector needs the government to re-engage in efforts to support its growth and continue with plans it has previously announced.

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AFCA, financial advice, Financial Planning

Shield, First Guardian complaints to grow

Financial advice complaints received by AFCA increased markedly last year, with more expected due to the collapse of Shield and First Guardian.

Financial advice complaints received by AFCA increased markedly last year, with more expected due to the collapse of Shield and First Guardian.

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financial advice, Financial Planning

New JV launches succession planning aid

A newly formed joint venture has launched a platform to assist advisory practitioners with their business succession planning.

A newly formed joint venture has launched a platform to assist advisory practitioners with their business succession planning.

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Education, financial advice, Financial Planning, SMSFA

New SSA program produces first graduates

The SMSF Association has seen the first group of practitioners graduate from its renewed SMSF Specialist Advisor designation program.

The SMSF Association has seen the first group of practitioners graduate from its renewed SMSF Specialist Advisor designation program.

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ASIC, Compliance, financial advice, Financial Planning

UGC, Shield-linked adviser banned

ASIC has banned a Melbourne-based adviser for his role in promoting investments deemed not to serve the best interests of his clients.

ASIC has banned a Melbourne-based adviser for his role in promoting investments deemed not to serve the best interests of his clients.

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financial advice, Financial Planning, Strategy

39-week rule gives better super access

Superannuants of a certain age can use a condition of release under the severe financial hardship rules giving them greater access to their benefits.

Superannuants of a certain age can use a condition of release under the severe financial hardship rules giving them greater access to their benefits.

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Compliance, financial advice, Financial Planning, Management

FAAA urges action to ensure FAR status

The FAAA is asking advisers to double check whether they have satisfied the education obligations required to remain on the Financial Advice Register.

The FAAA is asking advisers to double check whether they have satisfied the education obligations required to remain on the Financial Advice Register.

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Compliance, financial advice, Financial Planning, Legislation, Regulation, Superannuation

CSLR levy threat to adviser numbers

The FAAA is worried the growing special levy impost on financial advisers could see more practitioners exit an already shrinking sector.

The FAAA is worried the growing special levy impost on financial advisers could see more practitioners exit an already shrinking sector.

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ASIC, Compliance, financial advice, Financial Planning

Exam pass rate remains steady

The most recent ASIC adviser exam has seen more people undertake the exercise, while the pass rate has remained steady.

The most recent ASIC adviser exam has seen more people undertake the exercise, while the pass rate has remained steady.

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