News : Financial Planning

AFCA, financial advice, Financial Planning

Shield, First Guardian complaints to grow

Financial advice complaints received by AFCA increased markedly last year, with more expected due to the collapse of Shield and First Guardian.

Financial advice complaints received by AFCA increased markedly last year, with more expected due to the collapse of Shield and First Guardian.

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financial advice, Financial Planning

New JV launches succession planning aid

A newly formed joint venture has launched a platform to assist advisory practitioners with their business succession planning.

A newly formed joint venture has launched a platform to assist advisory practitioners with their business succession planning.

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Education, financial advice, Financial Planning, SMSFA

New SSA program produces first graduates

The SMSF Association has seen the first group of practitioners graduate from its renewed SMSF Specialist Advisor designation program.

The SMSF Association has seen the first group of practitioners graduate from its renewed SMSF Specialist Advisor designation program.

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ASIC, Compliance, financial advice, Financial Planning

UGC, Shield-linked adviser banned

ASIC has banned a Melbourne-based adviser for his role in promoting investments deemed not to serve the best interests of his clients.

ASIC has banned a Melbourne-based adviser for his role in promoting investments deemed not to serve the best interests of his clients.

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financial advice, Financial Planning, Strategy

39-week rule gives better super access

Superannuants of a certain age can use a condition of release under the severe financial hardship rules giving them greater access to their benefits.

Superannuants of a certain age can use a condition of release under the severe financial hardship rules giving them greater access to their benefits.

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Compliance, financial advice, Financial Planning, Management

FAAA urges action to ensure FAR status

The FAAA is asking advisers to double check whether they have satisfied the education obligations required to remain on the Financial Advice Register.

The FAAA is asking advisers to double check whether they have satisfied the education obligations required to remain on the Financial Advice Register.

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Compliance, financial advice, Financial Planning, Legislation, Regulation, Superannuation

CSLR levy threat to adviser numbers

The FAAA is worried the growing special levy impost on financial advisers could see more practitioners exit an already shrinking sector.

The FAAA is worried the growing special levy impost on financial advisers could see more practitioners exit an already shrinking sector.

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ASIC, Compliance, financial advice, Financial Planning

Exam pass rate remains steady

The most recent ASIC adviser exam has seen more people undertake the exercise, while the pass rate has remained steady.

The most recent ASIC adviser exam has seen more people undertake the exercise, while the pass rate has remained steady.

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Accounting, financial advice, Financial Planning

Accountants a clear advice solution

The Institute of Financial Professionals Australia is keen to have accountants play a significant role in providing financial advice to Australians.

The Institute of Financial Professionals Australia is keen to have accountants play a significant role in providing financial advice to Australians.

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Education, financial advice, Financial Planning

FAAA launches Advice Academy

The Financial Advice Association Australia is providing a new service to assist professional year candidates looking to enter the industry.

The Financial Advice Association Australia is providing a new service to assist professional year candidates looking to enter the industry.

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