News : financial advice

Education, financial advice, Financial Planning

FAAA expands specialisation program

The FAAA has issued a call out to education providers to participate in broadening specialist areas relevant to financial planning.

The FAAA has issued a call out to education providers to participate in broadening specialist areas relevant to financial planning.

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AFCA, Compliance, financial advice, Financial Planning, SMSF

Structure not at heart of SMSF complaints

SMSF complaints received by AFCA have been caused by poor and conflicted advice and not by the underlying fund structure.

SMSF complaints received by AFCA have been caused by poor and conflicted advice and not by the underlying fund structure.

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financial advice, Financial Planning, Practice Management, Technology

Tech adoption may mean complete reset

self managed super, self managed super fund, self managed super funds, self managed superannuation, SMSF, technology, artificial intelligence, AI, financial advice, accounting, practice management, organisational reset, Smarter SMSF, Aaron Dunn

The rapid rate at which technology is advancing may lead to a forced organisational reset among accounting and advisory firms when adapting to change.

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Compliance, financial advice, Financial Planning, Regulation

FSC welcomes CSLR levy consultation

Financial Services Council, FSC, Financial Services Minister, Daniel Mulino, Treasury, consultation paper, Compensation Scheme of Last Resort, CSLR, Blake Briggs

The Financial Services Council has applauded the government’s decision to enter a consultation process with regard to the funding of the Compensation Scheme of Last Resort in the immediate future.

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Auditing, financial advice, SMSF

Final Caddick settlement just okay

self managed super, self managed super fund, self managed super funds, self managed superannuation, SMSF, Melissa Caddick, class action, auditors, Institute of Financial Professionals Australia, IFPA, Natasha Panagis, SMSF audit

The final class action settlement for SMSF investors who fell victim to Melissa Caddick’s fraudulent actions has been seen as a passable outcome.

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Education, financial advice, Financial Planning

Program for industry entrants launched

A training initiative has been made available to fast track new entrants to the advice industry and assist practitioners in their early years.

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ASIC, financial advice, fraud, Investments

Scheme investors mull class action

self managed super, self managed super fund, self managed super funds, self managed superannuation, SMSF, Slater and Gordon, class action, First Guardian Master Fund, Shield Master Fund, Andy Wei, superannuation, ASIC, financial advice, lead generators

A legal firm is looking into a class action for superannuation investors in the First Guardian Master Fund and Shield Master Fund.

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financial advice, Financial Planning, SMSF, SMSFA, Technology

SMSF adviser AI take-up fairly low

Recent analysis with regard to the practice of SMSF advisers has shown the majority are not yet using AI to service clients.

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Compliance, financial advice, Financial Planning, Legislation, Regulation

Call to reform AFSL regime

The FSC has called for reform of the Australian financial services licensing system, which has not been changed in nearly 25 years.

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ASIC, financial advice, Financial Planning, Investments, Regulation, SMSF, Superannuation

More Shield-linked advisers banned

Two more advisers linked to the Shield Master Fund have been issued with bans from ASIC.

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